Form 4 for UPLD Upland Software, Inc.
Accepted 2022-01-14 00:00:00 ET · period of report 2022-01-12 · accession 0001289889-22-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2022-01-14 | 2022-01-10 | UPLD | Hill Michael Douglass | CFO, Treas | G - Gift | $0.00 | +16.5K | 160.0K | +11% | $0 |
| 2022-01-14 | 2022-01-12 | UPLD | Hill Michael Douglass | CFO, Treas | A - Grant | $0.00 | +67.5K | 152.0K | +80% | $0 | |
| 2022-01-14 | 2022-01-10 | UPLD | Hill Michael Douglass | CFO, Treas | G - Gift | $0.00 | -16.5K | 84.5K | -16% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-10 | G | A | 16,486 | $0.00 | 160,042 | I | — | — | |
| 2 | Common | Common Stock | 2022-01-12 | A | A | 67,500 | $0.00 | 151,975 | D | — | — | (F1) Represents restricted stock units vesting in twelve equal quarterly installments starting on March 16, 2022 and ending on December 16, 2024; provided that the participant continues to be a service provider through each such vesting date. |
| 3 | Common | Common Stock | 2022-01-10 | G | D | 16,486 | $0.00 | 84,475 | D Held by MDH Trust | — | — | (F2) Share held by trust for the benefit of reporting person's family. Reporting person is the trustee of the trust. |