Form 4 for TPB Turning Point Brands, Inc.
Accepted 2023-05-15 00:00:00 ET · period of report 2023-05-12 · accession 0001290677-23-000038 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-15 | 2023-05-15 | TPB | Glazek David Edward | Executive COB, Dir | P - Purchase | $20.92 | +5,000 | 69.0K | +8% | +$104.6K |
| D | 2023-05-15 | 2023-05-12 | TPB | Glazek David Edward | Executive COB, Dir | A - Grant | $0.00 | +77.5K | 77.5K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-15 | P | A | 5,000 | $20.92 | 68,973 | D | — | — | (F1) The total reported in Column 5 includes 40,000 RSUs and 28,973 shares of Common Stock. |
| 2 | Derivative | Options | 2023-05-12 | A | A | 77,519 | $0.00 | 77,519 | D | $20.71 · — to 2033-05-12 | 77,519 Common Stock | (F2) 2. Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 25% of the underlying shares on the last day of each calendar quarter of the 2023 calendar year. |