Form 4 for TPB Turning Point Brands, Inc.
Accepted 2024-03-05 00:00:00 ET · period of report 2024-03-01 · accession 0001290677-24-000022 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-05 | 2024-03-01 | TPB | Glazek David Edward | Executive COB, Dir | A - Grant | $26.52 | +20.0K | 86.8K | +30% | +$529.5K |
| D | 2024-03-05 | 2024-03-01 | TPB | Glazek David Edward | Executive COB, Dir | F - Tax | $26.52 | -2,134 | 72.1K | -3% | -$56.6K |
| D | 2024-03-05 | 2023-05-12 | TPB | Glazek David Edward | Executive COB, Dir | A - Grant | $0.00 | +77.5K | 77.5K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-01 | A | A | 5,259 | $26.52 | 74,232 | D | — | — | (F2) Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in May 2023. The compensation committee of the Board of Directors determined that the performance criteria were met on March 1, 2024. The total reported in Column 5 includes 17,528 restricted stock units and 56,704 shares of common stock. |
| 2 | Common | Common Stock | 2024-03-01 | F | D | 2,134 | $26.52 | 72,098 | D | — | — | (F3) The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on March 1, 2024. The total reported in Column 5 includes 17,528 restricted stock units and 54,570 shares of common stock. |
| 3 | Common | Common Stock | 2024-03-01 | A | A | 14,706 | $26.52 | 86,804 | D | — | — | (F4) The reported transaction involved the reporting person's receipt of a grant of 14,706 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 32,234 restricted stock units and 54,570 shares of common stock. |
| 4 | Derivative | Options | 2023-05-12 | A | A | 77,519 | $0.00 | 77,519 | D | $20.71 · — to 2033-05-12 | 77,519 Common Stock | (F1) Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 25% of the underlying shares on the last day of each calendar quarter of the 2023 calendar year. |