Form 4 for TPB Turning Point Brands, Inc.
Accepted 2024-03-05 00:00:00 ET · period of report 2024-03-01 · accession 0001290677-24-000023 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-03-05 | 2024-03-01 | TPB | Purdy Graham | Pres, CEO, Dir | F - Tax | $26.52 | -1,969 | 187.4K | -1% | -$52.2K | |
| M | 2024-03-05 | 2024-03-01 | TPB | Purdy Graham | Pres, CEO, Dir | A - Grant | $26.52 | +30.7K | 189.4K | +19% | +$814.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-01 | F | D | 1,969 | $26.52 | 187,440 | D | — | — | (F12) The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on March 1, 2024. The total reported in Column 5 includes 29,466 restricted stock units and 157,974 shares of common stock. |
| 2 | Common | Common Stock | 2024-03-01 | A | A | 22,624 | $26.52 | 210,064 | D | — | — | (F13) The reported transaction involved the reporting person's receipt of a grant of 22,624 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 52,090 restricted stock units and 157,974 shares of common stock. |
| 3 | Common | Common Stock | 2024-03-01 | A | A | 8,090 | $26.52 | 189,409 | D | — | — | (F11) Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in May 2023. The compensation committee of the Board of Directors determined that the performance criteria were met on March 1, 2024. The total reported in Column 5 includes 29,466 restricted stock units and 159,943 shares of common stock. |