Form 4 for TPB Turning Point Brands, Inc.

Accepted 2024-03-13 00:00:00 ET · period of report 2024-03-11 · accession 0001290677-24-000027 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2024-03-13	2024-03-11	TPB	Glazek David Edward	Executive COB, Dir	A - Grant	$27.19	+18.4K	105.2K	+21%	+$500.0K
DM	2024-03-13	2023-05-12+	TPB	Glazek David Edward	Executive COB, Dir	A - Grant	$0.00	+131.8K	54.3K	New	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2024-03-11	A	A	18,389	$27.19	105,193	D	—	—	(F3) Represents grant of restricted stock units ("RSUs") pursuant to the issuer's 2021 Equity Incentive Plan. The RSUs vest 25% on the last day of each calendar quarter of 2024. (F4) RSUs convert into shares of Common Stock on a 1-for-1 basis. (F5) The total reported in Column 5 includes 50,623 RSUs and 54,570 shares of Common Stock
2	Derivative	Options	2023-05-12	A	A	77,519	$0.00	77,519	D	$20.71 · — to 2033-05-12	77,519 Common Stock	(F1) Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 25% of the underlying shares on the last day of each calendar quarter of the 2023 calendar year.
3	Derivative	Options	2024-03-11	A	A	54,289	$0.00	54,289	D	$27.19 · — to 2034-03-11	54,289 Common Stock	(F2) Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 25% of the underlying shares on the last day of each calendar quarter of the 2024 calendar year.