Form 4 for TPB Turning Point Brands, Inc.
Accepted 2024-06-12 00:00:00 ET · period of report 2024-06-11 · accession 0001290677-24-000064 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-06-12 | 2024-06-11 | TPB | Wexler Lawrence | Dir | M - OptEx | $3.83 | +4,695 | 372.4K | +1% | +$18.0K |
| D | 2024-06-12 | 2024-06-11 | TPB | Wexler Lawrence | Dir | S - Sale+OE | $31.57 | -4,695 | 367.7K | -1% | -$148.2K |
| D | 2024-06-12 | 2024-06-11 | TPB | Wexler Lawrence | Dir | M - OptEx | $3.83 | -4,695 | 0 | -100% | -$18.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-06-11 | M | A | 4,695 | $3.83 | 372,396 | D | — | — | (F9) The reported transaction involved the reporting person's exercise of 4,695 options granted under Turning Point Brands, Inc,'s 2006 Equity Incentive Plan. The total reported in Column 5 includes 2,415 restricted stock units and 369,981 shares of common stock. |
| 2 | Common | Common Stock | 2024-06-11 | S | D | 4,695 | $31.57 | 367,701 | D | — | — | (F10) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.29 to $31.80. |
| 3 | Derivative | Options | 2024-06-11 | M | D | 4,695 | $3.83 | 0 | D | $3.83 · — to 2024-08-08 | 4,695 Common Stock | (F4) Granted pursuant to the issuer's 2006 Equity Incentive Plan. (F1) The options vested and became exercisable as to 50% of the underlying shares on August 8, 2014, 25% of the underlying shares on August 8, 2015 and 25% of the underlying shares on August 8, 2016. |