Form 4 for TPB Turning Point Brands, Inc.
Accepted 2024-08-06 00:00:00 ET · period of report 2024-08-05 · accession 0001290677-24-000073 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-08-06 | 2024-08-05 | TPB | Purdy Graham | Pres, CEO, Dir | M - OptEx | $3.83 | +5,216 | 213.0K | +3% | +$20.0K |
| D | 2024-08-06 | 2024-08-05 | TPB | Purdy Graham | Pres, CEO, Dir | F - Tax | $35.46 | -2,394 | 210.7K | -1% | -$84.9K |
| D | 2024-08-06 | 2024-08-05 | TPB | Purdy Graham | Pres, CEO, Dir | M - OptEx | $3.83 | -5,216 | 0 | -100% | -$20.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-05 | M | A | 5,216 | $3.83 | 213,048 | D | — | — | (F11) The reported transaction involved the reporting person's exercise of 5,216 options granted under Turning Point Brands, Inc,'s 2006 Equity Incentive Plan. The total reported in Column 5 includes 42,922 restricted stock units and 170,126 shares of common stock. |
| 2 | Common | Common Stock | 2024-08-05 | F | D | 2,394 | $35.46 | 210,654 | D | — | — | (F12) The reported transaction involves shares withheld for the payment of taxes and exercise costs related to the options exercised 8/5/2024. |
| 3 | Derivative | Options | 2024-08-05 | M | D | 5,216 | $3.83 | 0 | D | $3.83 · — to 2024-08-08 | 5,216 Common Stock | (F1) Granted pursuant to the issuer's 2006 Equity Plan (F3) The options vested and became exercisable as to 50% of the underlying shares on August 8, 2014, 25% of the underlying shares on August 8, 2015 and 25% of the underlying shares on August 8, 2016. |