Form 4 for FOA Finance of America Companies Inc.
Accepted 2024-05-15 00:00:00 ET · period of report 2024-05-13 · accession 0001298008-24-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-05-15 | 2024-05-13 | FOA | Lord Robert | Dir | M - OptEx | — | +56.5K | 122.8K | +85% | — |
| D | 2024-05-15 | 2024-05-13 | FOA | Lord Robert | Dir | M - OptEx | $0.00 | -56.5K | 0 | -100% | $0 |
| D | 2024-05-15 | 2024-05-13 | FOA | Lord Robert | Dir | A - Grant | $0.00 | +100.0K | 100.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-05-13 | M | A | 56,497 | — | 122,807 | D | — | — | (F1) Reflects restricted stock units ("RSUs") that upon vesting converted into shares of Class A common stock of the Issuer ("Common Stock") on a one-for-one basis. |
| 2 | Derivative | Restricted Stock Units | 2024-05-13 | M | D | 56,497 | $0.00 | 0 | D | — · — to — | 56,497 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. (F3) Reflects RSUs that vested on May 13, 2024, the date of the Issuer's annual stockholders' meeting following the date of grant. |
| 3 | Derivative | Restricted Stock Units | 2024-05-13 | A | A | 100,000 | $0.00 | 100,000 | D | — · — to — | 100,000 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. (F4) These RSUs shall vest on the earlier of (i) May 13, 2025 or (ii) the regularly scheduled annual stockholders' meeting of the Issuer following the grant date. |