Form 4 for GLO Clough Global Opportunities Fund
Accepted 2021-07-02 00:00:00 ET · period of report 2021-06-30 · accession 0001299406-21-000012 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2021-07-02 | 2021-06-30 | GLO | Clough Charles JR | Person affiliated w, Inv. Adv | X - OptEx | $11.59 | +6,000 | 24.0K | +33% | +$69.5K |
| D | 2021-07-02 | 2021-06-30 | GLO | Clough Charles JR | Person affiliated w, Inv. Adv | X - OptEx | $11.59 | +50.6K | 210.4K | +32% | +$586.2K |
| D | 2021-07-02 | 2021-06-30 | GLO | Clough Charles JR | Person affiliated w, Inv. Adv | X - OptEx | $11.59 | -50.6K | 0 | -100% | -$586.2K |
| DI | 2021-07-02 | 2021-06-30 | GLO | Clough Charles JR | Person affiliated w, Inv. Adv | X - OptEx | $11.59 | -6,000 | 0 | -100% | -$69.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common shares of beneficial interest | 2021-06-30 | X | A | 6,000 | $11.59 | 24,000 | I | — | — | |
| 2 | Common | Common shares of beneficial interest | 2021-06-30 | X | A | 50,577 | $11.59 | 210,444.82 | D Spouse | — | — | |
| 3 | Derivative | Subscription Rights (right to buy) | 2021-06-30 | X | D | 50,577 | $11.59 | 0 | D Spouse | $11.59 · 2021-05-25 to 2021-06-22 | 50,577 Common shares of beneficial interest | |
| 4 | Derivative | Subscription Rights (right to buy) | 2021-06-30 | X | D | 6,000 | $11.59 | 0 | I | $11.59 · 2021-05-25 to 2021-06-22 | 6,000 Common shares of beneficial interest |