Form 4 for AX Axos Financial, Inc.
Accepted 2021-11-12 00:00:00 ET · period of report 2021-11-11 · accession 0001299709-21-000286 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2021-11-12 | 2021-11-11+ | AX | Grinberg Paul | Dir | S - Sale | $59.41 | -39.9K | 74.6K | -35% | -$2.37M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-12 | S | D | 19,962 | $59.00 | 54,667 | D | — | — | (F1) These transactions were executed in multiple trades. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. |
| 2 | Common | Common Stock | 2021-11-11 | S | D | 19,961 | $59.83 | 74,629 | D | — | — | (F1) These transactions were executed in multiple trades. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. |