Form 4 for AX Axos Financial, Inc.
Accepted 2021-11-17 00:00:00 ET · period of report 2021-11-16 · accession 0001299709-21-000288 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-11-17 | 2021-11-16 | AX | Constantine Thomas M | EVP, Chief Credit Off | S - Sale | $59.88 | -2,000 | 14.6K | -12% | -$119.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-16 | S | D | 2,000 | $59.88 | 14,575 | D | — | — | (F1) These transactions were executed in multiple trades, at prices ranging from $59.66 to $60.09. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. |