Form 4 for AX Axos Financial, Inc.
Accepted 2021-12-06 00:00:00 ET · period of report 2021-12-03 · accession 0001299709-21-000290 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2021-12-06 | 2021-12-03 | AX | Micheletti Andrew J | EVP, Fin | S - Sale | $56.87 | -5,720 | 526.7K | -1% | -$325.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-03 | S | D | 4,114 | $56.55 | 528,295 | D | — | — | (F1) These transactions were executed in multiple trades, at prices ranging from $56.50 to $56.73. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. |
| 2 | Common | Common Stock | 2021-12-03 | S | D | 1,606 | $57.68 | 526,689 | D | — | — | (F2) These transactions were executed in multiple trades, at prices ranging from $57.65 to $57.84. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. |