Form 4 for AX Axos Financial, Inc.
Accepted 2022-08-11 00:00:00 ET · period of report 2022-08-09 · accession 0001299709-22-000140 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-08-11 | 2022-08-09+ | AX | Constantine Thomas M | EVP, Chief Credit Off | S - Sale | $43.50 | -6,899 | 14.2K | -33% | -$300.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-10 | S | D | 2,568 | $44.61 | 11,677 | D | — | — | (F2) These transactions were executed in multiple trades, at prices ranging from $44.53 to $44.66. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. |
| 2 | Common | Common Stock | 2022-08-09 | S | D | 4,331 | $42.84 | 14,245 | D | — | — | (F1) These transactions were executed in multiple trades, at prices ranging from $42.81 to $42.87. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. |