InsiderTrades

Form 4 for AX Axos Financial, Inc.

Accepted 2022-11-17 00:00:00 ET · period of report 2022-11-15 · accession 0001299709-22-000286 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
2022-11-17 2022-11-15 AX PITTERS RON SVP, Head of Axos Securities S - Sale $42.54 -2,000 11.3K -15% -$85.1K

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2022-11-15 S D 2,000 $42.54 11,315 D — — (F1) These transactions were executed in multiple trades, at prices ranging from $42.53 to $42.59. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.