Form 4 for AX Axos Financial, Inc.

Accepted 2023-08-03 00:00:00 ET · period of report 2023-08-01 · accession 0001299709-23-000148 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2023-08-03	2023-08-01+	AX	Garrabrants Gregory	Pres, CEO, Dir	S - Sale	$45.33	-187.7K	1.44M	-12%	-$8.51M

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-08-02	S	D	62,356	$45.15	1,521,291	D	—	—	(F3) These transactions were executed in multiple trades, at prices ranging from $45.00 to $45.31. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.
2	Common	Common Stock	2023-08-01	S	D	40,000	$45.53	1,583,647	D	—	—	(F2) These transactions were executed in multiple trades, at prices ranging from $45.35 to $45.65. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.
3	Common	Common Stock	2023-08-03	S	D	85,312	$45.36	1,435,979	D	—	—	(F4) These transactions were executed in multiple trades, at prices ranging from $45.05 to $45.56. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.