Form 4 for AX Axos Financial, Inc.
Accepted 2024-02-08 00:00:00 ET · period of report 2024-02-06 · accession 0001299709-24-000013 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-02-08 | 2024-02-06+ | AX | Micheletti Andrew J | EVP, Fin | S - Sale | $50.32 | -4,000 | 427.5K | -0.9% | -$201.3K |
| I | 2024-02-08 | 2024-02-06 | AX | Micheletti Andrew J | EVP, Fin | G - Gift | $0.00 | +79.0K | 79.0K | New | $0 |
| 2024-02-08 | 2024-02-06 | AX | Micheletti Andrew J | EVP, Fin | G - Gift | $0.00 | -79.0K | 429.1K | -16% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-07 | S | D | 2,452 | $49.53 | 425,083 | D | — | — | (F3) These transactions were executed in multiple trades, at prices ranging from $49.30 to $49.71. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. |
| 2 | Common | Common Stock | 2024-02-06 | G | A | 79,000 | $0.00 | 79,000 | I | — | — | (F1) The Reporting Person is a trustee of the Andrew and Kathleen Micheletti Charitable Remainder Trust. |
| 3 | Common | Common Stock | 2024-02-06 | S | D | 1,548 | $51.57 | 427,535 | D | — | — | (F2) These transactions were executed in multiple trades, at prices ranging from $51.50 to $51.70. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. |
| 4 | Common | Common Stock | 2024-02-06 | G | D | 79,000 | $0.00 | 429,083 | D by Trust | — | — | (F1) The Reporting Person is a trustee of the Andrew and Kathleen Micheletti Charitable Remainder Trust. |