Form 4 for AX Axos Financial, Inc.
Accepted 2024-03-12 00:00:00 ET · period of report 2024-03-08 · accession 0001299709-24-000037 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2024-03-12 | 2024-03-08+ | AX | Micheletti Andrew J | EVP, Fin | S - Sale | $51.60 | -27.0K | 52.0K | -34% | -$1.39M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-08 | S | D | 13,332 | $52.04 | 65,668 | I by Trust | — | — | (F1) These transactions were executed in multiple trades, at prices ranging from $51.89 to $52.30. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. (F2) The Reporting Person is a trustee of the Andrew and Kathleen Micheletti Charitable Remainder Trust. |
| 2 | Common | Common Stock | 2024-03-11 | S | D | 13,668 | $51.17 | 52,000 | I by Trust | — | — | (F3) These transactions were executed in multiple trades, at prices ranging from $50.83 to $51.64. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. (F2) The Reporting Person is a trustee of the Andrew and Kathleen Micheletti Charitable Remainder Trust. |