Form 4 for AX Axos Financial, Inc.
Accepted 2024-09-11 00:00:00 ET · period of report 2024-09-09 · accession 0001299709-24-000161 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-09-11 | 2024-09-09+ | AX | Micheletti Andrew J | EVP, Fin | S - Sale | $63.00 | -6,197 | 423.1K | -1% | -$390.4K |
| I | 2024-09-11 | 2024-09-10 | AX | Micheletti Andrew J | EVP, Fin | S - Sale | $62.35 | -39.0K | 0 | -100% | -$2.43M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-09-09 | S | D | 5,197 | $63.13 | 424,149 | D by Trust | — | — | (F1) These transactions were executed in multiple trades, at prices ranging from $62.87 to $63.55. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. |
| 2 | Common | Common Stock | 2024-09-10 | S | D | 39,000 | $62.35 | 0 | I | — | — | (F2) These transactions were executed in multiple trades, at prices ranging from $62.21 to $62.47. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. (F3) The Reporting Person is a trustee of the Andrew and Kathleen Micheletti Charitable Remainder Trust. |
| 3 | Common | Common Stock | 2024-09-10 | S | D | 1,000 | $62.35 | 423,149 | D | — | — | (F2) These transactions were executed in multiple trades, at prices ranging from $62.21 to $62.47. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. |