Form 4 for AX Axos Financial, Inc.
Accepted 2024-11-08 00:00:00 ET · period of report 2024-11-06 · accession 0001299709-24-000226 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-11-08 | 2024-11-06 | AX | Garrabrants Gregory | Pres, CEO, Dir | G - Gift | $81.55 | -5,200 | 1.47M | -0.4% | -$424.1K | |
| M | 2024-11-08 | 2024-11-06 | AX | Garrabrants Gregory | Pres, CEO, Dir | S - Sale | $81.89 | -125.0K | 1.45M | -8% | -$10.24M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-06 | G | D | 5,200 | $81.55 | 1,465,377 | D | — | — | (F1) This transaction represents a charitable donation of 5,200 shares of common stock of the Issuer to a charitable fund on November 06, 2024. The Issuer's common stock was transferred at $81.55, resulting in a value for the donation of $424,060 |
| 2 | Common | Common Stock | 2024-11-06 | S | D | 106,000 | $82.01 | 1,340,377 | D | — | — | (F3) These transactions were executed in multiple trades, at prices ranging from $81.50 to $82.35. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. |
| 3 | Common | Common Stock | 2024-11-06 | S | D | 19,000 | $81.21 | 1,446,377 | D | — | — | (F2) These transactions were executed in multiple trades, at prices ranging from $81.14 to $81.30. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. |