Form 4 for RITM Rithm Capital Corp.

Accepted 2024-02-26 00:00:00 ET · period of report 2024-02-23 · accession 0001299722-24-000005 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2024-02-26	2024-02-23	RITM	Sivin Philip M	CLO	F - Tax	$10.60	-1,957	16.0K	-11%	-$20.7K
D	2024-02-26	2024-02-23	RITM	Sivin Philip M	CLO	A - Grant	$0.00	+11.7K	11.7K	New	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2024-02-23	F	D	1,957	$10.60	16,009	D	—	—	(F1) Represents shares withheld to cover tax withholding obligations when 4,855 previously reported restricted stock units were settled on February 23, 2024. (F2) Includes 9,711 unvested restricted stock units.
2	Derivative	Class B Profits Units of Rithm Capital Management LLC	2024-02-23	A	A	11,682	$0.00	11,682	D	— · — to —	11,682 Common Stock	(F3) Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. (F4) Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 23, 2024, which will vest in three equal annual installments on February 23 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.