Form 4 for SOTK SONO TEK CORP
Accepted 2021-10-18 00:00:00 ET · period of report 2021-10-14 · accession 0001302020-21-000003 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-10-18 | 2021-10-14 | SOTK | Strasburg Philip A | Dir | M - OptEx | $2.65 | +8,000 | 57.9K | +16% | +$21.2K |
| D | 2021-10-18 | 2021-10-14 | SOTK | Strasburg Philip A | Dir | F - Tax | $6.49 | -3,267 | 54.6K | -6% | -$21.2K |
| D | 2021-10-18 | 2021-10-14 | SOTK | Strasburg Philip A | Dir | M - OptEx | $2.65 | -8,000 | 8,050 | -50% | -$21.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Sono-Tek Corp Common Stock | 2021-10-14 | M | A | 8,000 | $2.65 | 57,912 | D | — | — | (F1) Reporting person exercised 8000 vested options. |
| 2 | Common | Sono-Tek Corp Common Stock | 2021-10-14 | F | D | 3,267 | $6.49 | 54,645 | D | — | — | (F2) Reporting person surrendered 3267 shares of Sono-Tek corp common stock as payment for the exercise of vested options. |
| 3 | Derivative | Sono-Tek Corp Options | 2021-10-14 | M | D | 8,000 | $2.65 | 8,050 | D | $2.65 · 2020-08-22 to 2029-08-22 | 8,000 Sono-Tek Corp Common Stock | (F1) Reporting person exercised 8000 vested options. |