Form 4 for SOTK SONO TEK CORP
Accepted 2022-09-15 00:00:00 ET · period of report 2022-09-14 · accession 0001302020-22-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-09-15 | 2022-09-14 | SOTK | Strasburg Philip A | Dir | F - Tax | $7.17 | -1,950 | 50.1K | -4% | -$14.0K |
| DM | 2022-09-15 | 2022-09-14 | SOTK | Strasburg Philip A | Dir | M - OptEx | $2.96 | +4,723 | 51.3K | +10% | +$14.0K |
| DM | 2022-09-15 | 2022-09-14 | SOTK | Strasburg Philip A | Dir | M - OptEx | $2.96 | -4,723 | 6,627 | -42% | -$14.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Sono-Tek Corp Common Stock | 2022-09-14 | F | D | 739 | $7.17 | 48,606 | D | — | — | (F2) Reporting person surrendered 739 shares of Sono-Tek Corp common stock as payment for the exercise of vested options. |
| 2 | Common | Sono-Tek Corp Common Stock | 2022-09-14 | F | D | 1,211 | $7.17 | 50,118 | D | — | — | (F4) Reporting person surrendered 1211 shares of Sono-Tek Corp common stock as payment for the exercise of vested options. |
| 3 | Common | Sono-Tek Corp Common Stock | 2022-09-14 | M | A | 2,000 | $2.65 | 49,345 | D | — | — | (F1) Reporting person exercised 2000 vested options. |
| 4 | Common | Sono-Tek Corp Common Stock | 2022-09-14 | M | A | 2,723 | $3.19 | 51,329 | D | — | — | (F3) Reporting person exercised 2723 vested options. |
| 5 | Derivative | Sono-Tek Corp Options | 2022-09-14 | M | D | 2,000 | $2.65 | 9,350 | D | $2.65 · 2020-08-22 to 2029-08-22 | 2,000 Sono-Tek Corp Common Stock | (F1) Reporting person exercised 2000 vested options. |
| 6 | Derivative | Sono-Tek Corp Options | 2022-09-14 | M | D | 2,723 | $3.19 | 6,627 | D | $3.19 · 2022-08-19 to 2031-08-19 | 2,723 Sono-Tek Corp Common Stock | (F3) Reporting person exercised 2723 vested options. |