Form 4 for HLI HOULIHAN LOKEY, INC.
Accepted 2023-12-04 00:00:00 ET · period of report 2023-12-01 · accession 0001302215-23-000098 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-04 | 2023-12-01 | HLI | CRAIN CHRISTOPHER M | GC | S - Sale | $107.17 | -1,000 | 0 | -100% | -$107.2K |
| D | 2023-12-04 | 2023-12-01 | HLI | CRAIN CHRISTOPHER M | GC | C - Cnv Deriv | $0.00 | +1,000 | 1,000 | New | $0 |
| D | 2023-12-04 | 2023-12-01 | HLI | CRAIN CHRISTOPHER M | GC | C - Cnv Deriv | $0.00 | -1,000 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | CLASS A COMMON STOCK | 2023-12-01 | S | D | 1,000 | $107.17 | 0 | D | — | — | |
| 2 | Common | CLASS A COMMON STOCK | 2023-12-01 | C | A | 1,000 | $0.00 | 1,000 | D | — | — | |
| 3 | Derivative | CLASS B COMMON STOCK | 2023-12-01 | C | D | 1,000 | $0.00 | 0 | D | — · — to — | 1,000 CLASS A COMMON STOCK | (F1) Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. |