Form 4 for HLI HOULIHAN LOKEY, INC.
Accepted 2026-04-02 18:32:55 ET · period of report 2026-04-01 · accession 0001302215-26-000011 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DT | 2026-04-02 18:32 | 2026-04-01 | HLI | CRAIN CHRISTOPHER M | GC | C - Cnv Deriv | $0.00 | +500 | 500 | New | $0 |
| DT | 2026-04-02 18:32 | 2026-04-01 | HLI | CRAIN CHRISTOPHER M | GC | S - Sale | $143.40 | -500 | 0 | -100% | -$71.7K |
| DT | 2026-04-02 18:32 | 2026-04-01 | HLI | CRAIN CHRISTOPHER M | GC | C - Cnv Deriv | $0.00 | -500 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | CLASS A COMMON STOCK | 2026-04-01 | C | A | 500 | $0.00 | 500 | D | — | — | (F1) Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. |
| 2 | Common | CLASS A COMMON STOCK | 2026-04-01 | S | D | 500 | $143.40 | 0 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2024. |
| 3 | Derivative | CLASS B COMMON STOCK | 2026-04-01 | C | D | 500 | $0.00 | 0 | D | — · — to — | 500 CLASS A COMMON STOCK | (F1) Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. (F1) Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. (F1) Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. |