Form 4 for VIA Via Transportation, Inc.
Accepted 2025-09-15 00:00:00 ET · period of report 2025-09-15 · accession 0001302242-25-000009 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2025-09-15 | 2025-09-15 | VIA | Rivkin Charles H | Dir | J - Other | — | 0 | 0 | New | — |
| DI | 2025-09-15 | 2025-09-15 | VIA | Rivkin Charles H | Dir | C - Cnv Deriv | — | +20.2K | 27.9K | +264% | — |
| DMI | 2025-09-15 | 2025-09-15 | VIA | Rivkin Charles H | Dir | C - Cnv Deriv | $0.00 | -20.2K | 0 | -100% | $0 |
| DM | 2025-09-15 | 2025-09-15 | VIA | Rivkin Charles H | Dir | J - Other | $0.00 | 0 | 65.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-09-15 | J | A | 27,915 | — | 27,915 | I See footnote | — | — | (F4) Includes 5,434 restricted stock units ("RSUs"), which vest over a period of 15 months following the grant date of September 11, 2025, with 80% of the award vesting on the one-year anniversary of the grant date and the remaining portion vesting on the 15-month anniversary of the grant date. Each RSU represents a contingent right to receive one share of Class A Common Stock. (F3) Immediately prior to the IPO Closing, each share of Common Stock was automatically reclassified into one share of Class A Common Stock pursuant to a reclassification exempt under Rule 16b-7. (F2) The shares are held by Rivkin/Tolson 2000 Trust, for which the Reporting Person serves as trustee. |
| 2 | Common | Common Stock | 2025-09-15 | J | D | 27,915 | — | 0 | I See footnote | — | — | (F3) Immediately prior to the IPO Closing, each share of Common Stock was automatically reclassified into one share of Class A Common Stock pursuant to a reclassification exempt under Rule 16b-7. (F2) The shares are held by Rivkin/Tolson 2000 Trust, for which the Reporting Person serves as trustee. |
| 3 | Common | Common Stock | 2025-09-15 | C | A | 20,238 | — | 27,915 | I See footnote | — | — | (F1) Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO Closing"), each share of Series E and F Preferred Stock was automatically converted into Common Stock on a 1:1 basis. (F2) The shares are held by Rivkin/Tolson 2000 Trust, for which the Reporting Person serves as trustee. |
| 4 | Derivative | Series F Preferred Stock | 2025-09-15 | C | D | 4,037 | $0.00 | 0 | I | — · — to — | 4,037 Common Stock | (F1) Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO Closing"), each share of Series E and F Preferred Stock was automatically converted into Common Stock on a 1:1 basis. |
| 5 | Derivative | Series E Preferred Stock | 2025-09-15 | C | D | 16,201 | $0.00 | 0 | I | — · — to — | 16,201 Common Stock | (F1) Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO Closing"), each share of Series E and F Preferred Stock was automatically converted into Common Stock on a 1:1 basis. |
| 6 | Derivative | Stock Option (right to buy) | 2025-09-15 | J | A | 65,000 | $0.00 | 65,000 | D | $15.71 · — to 2033-08-03 | 65,000 Class A Common Stock | (F6) The stock option has a vesting commencement date of April 12, 2023 and vests as follows: (a) 20,000 shares vest on April 12, 2024; then (b) 20,000 shares vest in equal monthly installments over the 12-month period following April 12, 2024; then (c) 15,000 shares vest in equal monthly installments over the following 12-month period; then (d) 10,000 shares vest in equal monthly installments over the following 12-month period, such that all of the shares subject to the stock option will be vested as of the fourth anniversary of April 12, 2023 (the vesting commencement date). |
| 7 | Derivative | Stock Option (right to buy) | 2025-09-15 | J | D | 65,000 | $0.00 | 0 | D | $15.71 · — to 2033-08-03 | 65,000 Common Stock | (F6) The stock option has a vesting commencement date of April 12, 2023 and vests as follows: (a) 20,000 shares vest on April 12, 2024; then (b) 20,000 shares vest in equal monthly installments over the 12-month period following April 12, 2024; then (c) 15,000 shares vest in equal monthly installments over the following 12-month period; then (d) 10,000 shares vest in equal monthly installments over the following 12-month period, such that all of the shares subject to the stock option will be vested as of the fourth anniversary of April 12, 2023 (the vesting commencement date). |
| 8 | Derivative | Stock Option (right to buy) | 2025-09-15 | J | D | 65,000 | $0.00 | 0 | D See footnote | $8.10 · — to 2029-06-18 | 65,000 Common Stock | (F2) The shares are held by Rivkin/Tolson 2000 Trust, for which the Reporting Person serves as trustee. (F5) The shares underlying the stock option are fully vested and immediately exercisable. |
| 9 | Derivative | Stock Option (right to buy) | 2025-09-15 | J | A | 65,000 | $0.00 | 65,000 | D See footnote | $8.10 · — to 2029-06-18 | 65,000 Class A Common Stock | (F2) The shares are held by Rivkin/Tolson 2000 Trust, for which the Reporting Person serves as trustee. (F5) The shares underlying the stock option are fully vested and immediately exercisable. |