Form 4 for ROK Rockwell Automation
Accepted 2026-05-21 18:42:35 ET · period of report 2026-05-20 · accession 0001305128-26-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DT | 2026-05-21 18:42 | 2026-05-20 | ROK | MILLER JOHN M | VP, Chief IP Counsel | M - OptEx | $136.40 | +700 | 6,669 | +12% | +$95.5K |
| DMT | 2026-05-21 18:42 | 2026-05-20 | ROK | MILLER JOHN M | VP, Chief IP Counsel | S - Sale+OE | $426.02 | -1,054 | 5,615 | -16% | -$449.0K |
| DT | 2026-05-21 18:42 | 2026-05-20 | ROK | MILLER JOHN M | VP, Chief IP Counsel | M - OptEx | $0.00 | -700 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-05-20 | M | A | 700 | $136.40 | 6,668.81 | D | — | — | |
| 2 | Common | Common Stock | 2026-05-20 | S | D | 700 | $426.02 | 5,968.81 | D | — | — | (F1) Shares exercised and sold pursuant to Rule 10b5-1 plan entered into on 2/17/2026. |
| 3 | Common | Common Stock | 2026-05-20 | S | D | 354 | $426.02 | 5,614.81 | D | — | — | (F2) Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/17/2026. |
| 4 | Derivative | Employee Stock Option (Right to Buy) | 2026-05-20 | M | D | 700 | $0.00 | 0 | D | $136.40 · 2017-12-06 to 2026-12-06 | 700 Common Stock | (F4) The options vest in three substantially equal annual installments beginning on date exercisable. |