Form 4 for ROK Rockwell Automation
Accepted 2026-02-11 00:00:00 ET · period of report 2026-02-10 · accession 0001305641-26-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-02-11 | 2026-02-10 | ROK | Parfet Donald R | Dir | M - OptEx | $0.00 | +2,162 | 13.8K | +19% | $0 |
| DM | 2026-02-11 | 2026-02-10 | ROK | Parfet Donald R | Dir | M - OptEx | $0.00 | -2,162 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-02-10 | M | A | 154 | $0.00 | 13,997 | D | — | — | |
| 2 | Common | Common Stock | 2026-02-10 | M | A | 500 | $0.00 | 14,497 | D | — | — | |
| 3 | Common | Common Stock | 2026-02-10 | M | A | 1,508 | $0.00 | 13,843 | D | — | — | |
| 4 | Derivative | Restricted Stock Units | 2026-02-10 | M | D | 1,508 | $0.00 | 0 | D | — · 2026-02-10 to — | 1,508 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. (F2) These restricted stock units, which were delivered as director compensation under the 2003 Directors Stock Plan, were payable upon retirement. Mr. Parfet retired from the Company's Board on February 10, 2026. |
| 5 | Derivative | Restricted Stock Units | 2026-02-10 | M | D | 154 | $0.00 | 0 | D | — · 2026-02-10 to — | 154 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. (F2) These restricted stock units, which were delivered as director compensation under the 2003 Directors Stock Plan, were payable upon retirement. Mr. Parfet retired from the Company's Board on February 10, 2026. |
| 6 | Derivative | Restricted Stock Units | 2026-02-10 | M | D | 500 | $0.00 | 0 | D | — · 2026-02-10 to — | 500 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. (F2) These restricted stock units, which were delivered as director compensation under the 2003 Directors Stock Plan, were payable upon retirement. Mr. Parfet retired from the Company's Board on February 10, 2026. |