Form 4 for HTO H2O AMERICA

Accepted 2024-01-08 00:00:00 ET · period of report 2024-01-04 · accession 0001313291-24-000002 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2024-01-08	2024-01-04	HTO	Johnson A Kristen	Chief Administrative Off	F - Tax	$64.37	-186	23.6K	-0.8%	-$12.0K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2024-01-04	F	D	186	$64.37	23,576	D	—	—	(F1) Represents 186 shares of common stock ("Common Stock") withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of Common Stock that became issuable on January 4, 2024 pursuant to the terms of the January 4, 2021 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4. (F2) Represents (i) 3,687 shares of the issuer's Common Stock, (ii) 3,082 shares subject to RSUs that will vest in three successive annual installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 16,807 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.