Form 4 for HTO H2O AMERICA
Accepted 2025-03-04 00:00:00 ET · period of report 2025-02-28 · accession 0001313291-25-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-03-04 | 2025-02-28 | HTO | Johnson A Kristen | Chief Administrative Off | A - Grant | $0.00 | +1,587 | 11.6K | +16% | $0 |
| D | 2025-03-04 | 2025-02-28 | HTO | Johnson A Kristen | Chief Administrative Off | F - Tax | $52.67 | -506 | 11.1K | -4% | -$26.7K |
| D | 2025-03-04 | 2025-03-03 | HTO | Johnson A Kristen | Chief Administrative Off | A - Grant | $0.00 | +134 | 17.4K | +0.8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-02-28 | A | A | 1,587 | $0.00 | 11,603 | D | — | — | (F1) Represents (i) 960 shares of Issuer's common stock ("Common Stock") subject to the 2022 Restricted Stock Units ("RSUs") that vested upon the attainment of a certain performance goal based on average return on equity ("ROE") measured over a period from January 1, 2022 to December 31, 2024 and continued service by the reporting person through December 31, 2024 and (ii) 627 shares of Common Stock subject to the 2022 RSUs that vested upon the attainment of a certain performance goal based on relative total shareholder return ("TSR") measured over a period from January 1, 2022 to December 31, 2024 and continued service by the reporting person through December 31, 2024. |
| 2 | Common | Common Stock | 2025-02-28 | F | D | 506 | $52.67 | 11,097 | D | — | — | (F2) Represents (i) 306 shares of Common Stock withheld in satisfaction of the applicable withholding taxes on shares of Common Stock that became issuable pursuant to the vesting of the 2022 ROE RSUs reported on this Form 4 and (ii) 200 shares of Common Stock withheld in satisfaction of the applicable withholding taxes on shares of Common Stock that became issuable pursuant to the vesting of the 2022 TSR RSUs reported on this Form 4. (F3) Represents 7,109 shares of Common Stock and 3,988 shares of the Common Stock underlying RSUs which will vest and become issuable in accordance with their terms. |
| 3 | Derivative | Common Stck | 2025-03-03 | A | A | 134 | $0.00 | 17,425 | D | — · — to — | 134 Common Stock | (F4) Represents 134 shares subject to deferred stock units ("DSUs") granted to the reporting person pursuant to dividend equivalent rights ("DERs") accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. DERs accrue when and as dividends are paid on the Common Stock underlying the awards and will vest and be settled in accordance with the same terms as the DSUs to which they relate. |