Form 4 for RBLX Roblox Corp
Accepted 2021-11-24 00:00:00 ET · period of report 2021-11-22 · accession 0001315098-21-000059 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2021-11-24 | 2021-11-22 | RBLX | Baszucki David | Pres, CEO, Dir, 10% | S - Sale | $124.91 | -405.8K | 403.7K | -50% | -$50.68M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-22 | S | D | 10,671 | $126.42 | 480,229 | I See Footnote | — | — | (F2) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $125.87 to $126.83, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F17) These shares are held by the 2020 David Baszucki Gift Trust dtd 12/31/2018 for which the Bessemer Trust of Delaware, N.A. serves as trustee. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Gift Trust. |
| 2 | Common | Class A Common Stock | 2021-11-22 | S | D | 16,036 | $127.41 | 464,193 | I See Footnote | — | — | (F25) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $126.91 to $127.90, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F17) These shares are held by the 2020 David Baszucki Gift Trust dtd 12/31/2018 for which the Bessemer Trust of Delaware, N.A. serves as trustee. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Gift Trust. |
| 3 | Common | Class A Common Stock | 2021-11-22 | S | D | 1,600 | $135.07 | 402,140 | I See Footnote | — | — | (F32) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $134.53 to $135.50, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F17) These shares are held by the 2020 David Baszucki Gift Trust dtd 12/31/2018 for which the Bessemer Trust of Delaware, N.A. serves as trustee. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Gift Trust. |
| 4 | Common | Class A Common Stock | 2021-11-22 | S | D | 5,150 | $126.42 | 52,750 | I See Footnote | — | — | (F2) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $125.87 to $126.83, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F3) These shares are held by The Baszucki Family Foundation. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Foundation. |
| 5 | Common | Class A Common Stock | 2021-11-22 | S | D | 8,880 | $127.44 | 43,870 | I See Footnote | — | — | (F4) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $126.87 to $127.86, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F3) These shares are held by The Baszucki Family Foundation. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Foundation. |
| 6 | Common | Class A Common Stock | 2021-11-22 | S | D | 10,824 | $128.42 | 33,046 | I See Footnote | — | — | (F5) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $127.89 to $128.88, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F3) These shares are held by The Baszucki Family Foundation. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Foundation. |
| 7 | Common | Class A Common Stock | 2021-11-22 | S | D | 7,614 | $129.29 | 25,432 | I See Footnote | — | — | (F6) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $128.89 to $129.88, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F3) These shares are held by The Baszucki Family Foundation. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Foundation. |
| 8 | Common | Class A Common Stock | 2021-11-22 | S | D | 5,270 | $130.26 | 20,162 | I See Footnote | — | — | (F7) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $129.89 to $130.84, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F3) These shares are held by The Baszucki Family Foundation. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Foundation. |
| 9 | Common | Class A Common Stock | 2021-11-22 | S | D | 1,664 | $131.46 | 18,498 | I See Footnote | — | — | (F8) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $130.95 to $131.80, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F3) These shares are held by The Baszucki Family Foundation. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Foundation. |
| 10 | Common | Class A Common Stock | 2021-11-22 | S | D | 2,300 | $132.78 | 16,198 | I See Footnote | — | — | (F9) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $132.39 to $133.37, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F3) These shares are held by The Baszucki Family Foundation. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Foundation. |
| 11 | Common | Class A Common Stock | 2021-11-22 | S | D | 2,200 | $133.80 | 13,998 | I See Footnote | — | — | (F10) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $133.41 to $134.25, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F3) These shares are held by The Baszucki Family Foundation. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Foundation. |
| 12 | Common | Class A Common Stock | 2021-11-22 | S | D | 200 | $134.97 | 13,798 | I See Footnote | — | — | (F11) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $134.50 to $135.44, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F3) These shares are held by The Baszucki Family Foundation. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Foundation. |
| 13 | Common | Class A Common Stock | 2021-11-22 | S | D | 3,819 | $135.97 | 9,979 | I See Footnote | — | — | (F12) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $135.50 to $136.38, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F3) These shares are held by The Baszucki Family Foundation. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Foundation. |
| 14 | Common | Class A Common Stock | 2021-11-22 | S | D | 3,279 | $137.02 | 6,700 | I See Footnote | — | — | (F13) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $136.55 to $137.52, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F3) These shares are held by The Baszucki Family Foundation. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Foundation. |
| 15 | Common | Class A Common Stock | 2021-11-22 | S | D | 4,600 | $137.98 | 2,100 | I See Footnote | — | — | (F14) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $137.55 to $138.43, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F3) These shares are held by The Baszucki Family Foundation. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Foundation. |
| 16 | Common | Class A Common Stock | 2021-11-22 | S | D | 2,100 | $138.78 | 0 | I See Footnote | — | — | (F15) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $138.61 to $139.22, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F3) These shares are held by The Baszucki Family Foundation. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Foundation. |
| 17 | Common | Class A Common Stock | 2021-11-22 | S | D | 6,900 | $118.22 | 743,100 | I See Footnote | — | — | (F16) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $117.75 to $118.74, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F17) These shares are held by the 2020 David Baszucki Gift Trust dtd 12/31/2018 for which the Bessemer Trust of Delaware, N.A. serves as trustee. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Gift Trust. |
| 18 | Common | Class A Common Stock | 2021-11-22 | S | D | 5,987 | $119.35 | 737,113 | I See Footnote | — | — | (F18) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $118.82 to $119.77, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F17) These shares are held by the 2020 David Baszucki Gift Trust dtd 12/31/2018 for which the Bessemer Trust of Delaware, N.A. serves as trustee. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Gift Trust. |
| 19 | Common | Class A Common Stock | 2021-11-22 | S | D | 53,596 | $120.18 | 683,517 | I See Footnote | — | — | (F19) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $119.83 to $120.82, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F17) These shares are held by the 2020 David Baszucki Gift Trust dtd 12/31/2018 for which the Bessemer Trust of Delaware, N.A. serves as trustee. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Gift Trust. |
| 20 | Common | Class A Common Stock | 2021-11-22 | S | D | 23,256 | $121.45 | 660,261 | I See Footnote | — | — | (F20) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $120.86 to $121.85, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F17) These shares are held by the 2020 David Baszucki Gift Trust dtd 12/31/2018 for which the Bessemer Trust of Delaware, N.A. serves as trustee. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Gift Trust. |
| 21 | Common | Class A Common Stock | 2021-11-22 | S | D | 84,410 | $122.36 | 575,851 | I See Footnote | — | — | (F21) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $121.86 to $122.85, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F17) These shares are held by the 2020 David Baszucki Gift Trust dtd 12/31/2018 for which the Bessemer Trust of Delaware, N.A. serves as trustee. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Gift Trust. |
| 22 | Common | Class A Common Stock | 2021-11-22 | S | D | 48,383 | $123.32 | 527,468 | I See Footnote | — | — | (F22) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $122.86 to $123.85, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F17) These shares are held by the 2020 David Baszucki Gift Trust dtd 12/31/2018 for which the Bessemer Trust of Delaware, N.A. serves as trustee. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Gift Trust. |
| 23 | Common | Class A Common Stock | 2021-11-22 | S | D | 27,868 | $124.32 | 499,600 | I See Footnote | — | — | (F23) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $123.86 to $124.85, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F17) These shares are held by the 2020 David Baszucki Gift Trust dtd 12/31/2018 for which the Bessemer Trust of Delaware, N.A. serves as trustee. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Gift Trust. |
| 24 | Common | Class A Common Stock | 2021-11-22 | S | D | 8,700 | $125.14 | 490,900 | I See Footnote | — | — | (F24) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $124.86 to $125.70, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F17) These shares are held by the 2020 David Baszucki Gift Trust dtd 12/31/2018 for which the Bessemer Trust of Delaware, N.A. serves as trustee. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Gift Trust. |
| 25 | Common | Class A Common Stock | 2021-11-22 | S | D | 25,658 | $128.46 | 438,535 | I See Footnote | — | — | (F26) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $127.93 to $128.92, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F17) These shares are held by the 2020 David Baszucki Gift Trust dtd 12/31/2018 for which the Bessemer Trust of Delaware, N.A. serves as trustee. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Gift Trust. |
| 26 | Common | Class A Common Stock | 2021-11-22 | S | D | 12,665 | $129.36 | 425,870 | I See Footnote | — | — | (F27) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $128.93 to $130.92, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F17) These shares are held by the 2020 David Baszucki Gift Trust dtd 12/31/2018 for which the Bessemer Trust of Delaware, N.A. serves as trustee. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Gift Trust. |
| 27 | Common | Class A Common Stock | 2021-11-22 | S | D | 10,276 | $130.31 | 415,594 | I See Footnote | — | — | (F28) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $129.93 to $130.92, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F17) These shares are held by the 2020 David Baszucki Gift Trust dtd 12/31/2018 for which the Bessemer Trust of Delaware, N.A. serves as trustee. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Gift Trust. |
| 28 | Common | Class A Common Stock | 2021-11-22 | S | D | 3,500 | $131.29 | 412,094 | I See Footnote | — | — | (F29) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $130.94 to $131.79, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F17) These shares are held by the 2020 David Baszucki Gift Trust dtd 12/31/2018 for which the Bessemer Trust of Delaware, N.A. serves as trustee. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Gift Trust. |
| 29 | Common | Class A Common Stock | 2021-11-22 | S | D | 2,957 | $132.77 | 409,137 | I See Footnote | — | — | (F30) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $132.19 to $133.04, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F17) These shares are held by the 2020 David Baszucki Gift Trust dtd 12/31/2018 for which the Bessemer Trust of Delaware, N.A. serves as trustee. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Gift Trust. |
| 30 | Common | Class A Common Stock | 2021-11-22 | S | D | 5,397 | $133.47 | 403,740 | I See Footnote | — | — | (F31) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $133.26 to $133.86, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F17) These shares are held by the 2020 David Baszucki Gift Trust dtd 12/31/2018 for which the Bessemer Trust of Delaware, N.A. serves as trustee. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Gift Trust. |