Form 4 for RBLX Roblox Corp
Accepted 2022-08-24 00:00:00 ET · period of report 2022-08-23 · accession 0001315098-22-000139 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2022-08-24 | 2022-08-23+ | RBLX | Baszucki David | Pres, CEO, Dir, 10% | G - Gift | $0.00 | 0 | 100.0K | New | $0 |
| D | 2022-08-24 | 2022-08-23 | RBLX | Baszucki David | Pres, CEO, Dir, 10% | S - Sale+OE | $41.41 | -550.0K | 1 | -100% | -$22.78M |
| D | 2022-08-24 | 2022-08-23 | RBLX | Baszucki David | Pres, CEO, Dir, 10% | M - OptEx | $0.08 | +550.0K | 550.0K | +55,000,000% | +$44.0K |
| DI | 2022-08-24 | 2022-08-23 | RBLX | Baszucki David | Pres, CEO, Dir, 10% | S - Sale+OE | $41.41 | -100.0K | 0 | -100% | -$4.14M |
| D | 2022-08-24 | 2022-08-23 | RBLX | Baszucki David | Pres, CEO, Dir, 10% | M - OptEx | $0.08 | -550.0K | 4.73M | -10% | -$44.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-08-23 | G | D | 100,000 | $0.00 | 1,212,500 | I See Footnote | — | — | (F2) These shares are held directly by The Freedom Revocable Trust dated February 28, 2017 as amended, and for which the reporting person serves as trustee. |
| 2 | Common | Class A Common Stock | 2022-08-24 | G | D | 16,000 | $0.00 | 1,196,500 | I See Footnote | — | — | (F7) These shares are held by the 2020 Jan Baszucki Gift Trust dtd 12/31/2018 of which the Bessemer Trust Company of Delaware, N.A. serves as trustee. The spouse of the Reporting Person may be deemed to have beneficial ownership of the securities held by the Gift Trust. |
| 3 | Common | Class A Common Stock | 2022-08-23 | S | D | 550,000 | $41.41 | 1 | D See Footnote | — | — | (F6) These shares are held by the 2020 David Baszucki Gift Trust dtd 12/31/2018 for which the Bessemer Trust Company of Delaware, N.A. serves as trustee. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Gift Trust. |
| 4 | Common | Class A Common Stock | 2022-08-23 | M | A | 550,000 | $0.08 | 550,001 | D See Footnote | — | — | (F2) These shares are held directly by The Freedom Revocable Trust dated February 28, 2017 as amended, and for which the reporting person serves as trustee. |
| 5 | Common | Class A Common Stock | 2022-08-24 | G | A | 8,000 | $0.00 | 758,000 | I | — | — | |
| 6 | Common | Class A Common Stock | 2022-08-24 | G | A | 8,000 | $0.00 | 383,000 | I | — | — | |
| 7 | Common | Class A Common Stock | 2022-08-23 | G | A | 100,000 | $0.00 | 100,000 | I See Footnote | — | — | (F3) These shares are held by The Baszucki Family Foundation. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Foundation. |
| 8 | Common | Class A Common Stock | 2022-08-23 | S | D | 100,000 | $41.41 | 0 | I See Footnote | — | — | (F3) These shares are held by The Baszucki Family Foundation. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Foundation. |
| 9 | Derivative | Stock Option (Right to Buy) | 2022-08-23 | M | D | 550,000 | $0.08 | 4,734,730 | D | $0.08 · — to 2026-03-21 | 550,000 Class A Common Stock | (F8) All of the shares subject to the option are fully vested and exercisable as of the date hereof. |