Form 4 for RBLX Roblox Corp
Accepted 2023-05-23 00:00:00 ET · period of report 2023-05-19 · accession 0001315098-23-000083 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-05-23 | 2023-05-19+ | RBLX | Baszucki David | Pres, CEO, Dir, 10% | M - OptEx | $0.08 | +750.0K | 375.0K | New | +$60.0K |
| DM | 2023-05-23 | 2023-05-19+ | RBLX | Baszucki David | Pres, CEO, Dir, 10% | S - Sale+OE | $39.83 | -750.0K | 1 | -100% | -$29.87M |
| DMI | 2023-05-23 | 2023-05-19+ | RBLX | Baszucki David | Pres, CEO, Dir, 10% | G - Gift | $0.00 | -75.0K | 75.0K | -50% | $0 |
| DMI | 2023-05-23 | 2023-05-19+ | RBLX | Baszucki David | Pres, CEO, Dir, 10% | S - Sale+OE | $39.84 | -150.0K | 0 | -100% | -$5.98M |
| DM | 2023-05-23 | 2023-05-19+ | RBLX | Baszucki David | Pres, CEO, Dir, 10% | M - OptEx | $0.00 | -750.0K | 2.88M | -21% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-05-19 | M | A | 375,000 | $0.08 | 375,001 | D See Footnote | — | — | (F5) These shares are held directly by The Freedom Revocable Trust dated February 28, 2017 as amended, and for which the reporting person serves as trustee. |
| 2 | Common | Class A Common Stock | 2023-05-19 | S | D | 324,360 | $39.77 | 50,641 | D See Footnote | — | — | (F2) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $39.23 to $40.22, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F6) These shares are held by The Baszucki Family Foundation. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Foundation. |
| 3 | Common | Class A Common Stock | 2023-05-22 | G | D | 37,500 | $0.00 | 1,470,000 | I | — | — | |
| 4 | Common | Class A Common Stock | 2023-05-22 | S | D | 12,716 | $40.39 | 0 | I | — | — | (F12) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $40.24 to $40.64, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 5 | Common | Class A Common Stock | 2023-05-19 | S | D | 62,284 | $39.68 | 12,716 | I | — | — | (F11) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $39.24 to $40.23, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 6 | Common | Class A Common Stock | 2023-05-19 | S | D | 50,640 | $40.50 | 1 | D See Footnote | — | — | (F3) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $40.23 to $40.91, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F6) These shares are held by The Baszucki Family Foundation. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Foundation. |
| 7 | Common | Class A Common Stock | 2023-05-19 | G | D | 75,000 | $0.00 | 1,620,000 | I See Footnote | — | — | (F6) These shares are held by The Baszucki Family Foundation. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Foundation. |
| 8 | Common | Class A Common Stock | 2023-05-19 | G | A | 75,000 | $0.00 | 75,000 | I See Footnote | — | — | (F5) These shares are held directly by The Freedom Revocable Trust dated February 28, 2017 as amended, and for which the reporting person serves as trustee. |
| 9 | Common | Class A Common Stock | 2023-05-19 | S | D | 64,704 | $39.77 | 10,296 | I See Footnote | — | — | (F2) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $39.23 to $40.22, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F5) These shares are held directly by The Freedom Revocable Trust dated February 28, 2017 as amended, and for which the reporting person serves as trustee. |
| 10 | Common | Class A Common Stock | 2023-05-19 | S | D | 10,296 | $40.50 | 0 | I See Footnote | — | — | (F7) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $40.23 to $40.90, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F6) These shares are held by The Baszucki Family Foundation. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Foundation. |
| 11 | Common | Class A Common Stock | 2023-05-19 | G | D | 37,500 | $0.00 | 1,582,500 | I See Footnote | — | — | (F6) These shares are held by The Baszucki Family Foundation. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Foundation. |
| 12 | Common | Class A Common Stock | 2023-05-22 | M | A | 375,000 | $0.08 | 375,001 | D See Footnote | — | — | (F6) These shares are held by The Baszucki Family Foundation. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Foundation. |
| 13 | Common | Class A Common Stock | 2023-05-22 | S | D | 310,144 | $39.67 | 64,857 | D See Footnote | — | — | (F9) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $39.24 to $40.23, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F5) These shares are held directly by The Freedom Revocable Trust dated February 28, 2017 as amended, and for which the reporting person serves as trustee. |
| 14 | Common | Class A Common Stock | 2023-05-22 | S | D | 64,856 | $40.39 | 1 | D | — | — | (F10) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $40.24 to $40.66, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 15 | Common | Class A Common Stock | 2023-05-22 | G | D | 75,000 | $0.00 | 1,507,500 | I | — | — | |
| 16 | Common | Class A Common Stock | 2023-05-22 | G | A | 75,000 | $0.00 | 75,000 | I | — | — | |
| 17 | Derivative | Stock Option (Right to Buy) | 2023-05-19 | M | D | 375,000 | $0.00 | 3,259,730 | D | $0.08 · — to 2026-03-21 | 375,000 Class A Common Stock | (F15) All of the shares subject to the option are fully vested and exercisable as of the date hereof. |
| 18 | Derivative | Stock Option (Right to Buy) | 2023-05-22 | M | D | 375,000 | $0.00 | 2,884,730 | D | $0.08 · — to 2026-03-21 | 375,000 Class A Common Stock | (F15) All of the shares subject to the option are fully vested and exercisable as of the date hereof. |