Form 4 for RBLX Roblox Corp
Accepted 2024-12-09 00:00:00 ET · period of report 2024-12-05 · accession 0001315098-24-000305 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2024-12-09 | 2024-12-05 | RBLX | Baszucki David | Pres, CEO, Dir, 10% | G - Gift | $0.00 | -33.3K | 67.5K | -33% | $0 |
| DMI | 2024-12-09 | 2024-12-05 | RBLX | Baszucki David | Pres, CEO, Dir, 10% | S - Sale+OE | $57.31 | -150.0K | 875 | -99% | -$8.60M |
| D | 2024-12-09 | 2024-12-05 | RBLX | Baszucki David | Pres, CEO, Dir, 10% | M - OptEx | $0.53 | +333.3K | 462.6K | +258% | +$176.7K |
| D | 2024-12-09 | 2024-12-05 | RBLX | Baszucki David | Pres, CEO, Dir, 10% | S - Sale+OE | $57.31 | -333.3K | 129.3K | -72% | -$19.10M |
| D | 2024-12-09 | 2024-12-05 | RBLX | Baszucki David | Pres, CEO, Dir, 10% | M - OptEx | $0.00 | -333.3K | 880.1K | -27% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-12-05 | G | D | 66,667 | $0.00 | 1,764,022 | I See Footnote | — | — | (F7) These shares are held by The Baszucki Family Foundation. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Foundation. |
| 2 | Common | Class A Common Stock | 2024-12-05 | S | D | 41,667 | $57.31 | 874,985 | I | — | — | (F3) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $57.00 to $57.72, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 3 | Common | Class A Common Stock | 2024-12-05 | S | D | 41,667 | $57.31 | 125,000 | I | — | — | (F3) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $57.00 to $57.72, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 4 | Common | Class A Common Stock | 2024-12-05 | M | A | 333,334 | $0.53 | 462,629 | D See Footnote | — | — | (F2) A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F5) These shares are held directly by The Freedom Revocable Trust dated February 28, 2017 as amended, and for which the reporting person serves as trustee. |
| 5 | Common | Class A Common Stock | 2024-12-05 | S | D | 333,334 | $57.31 | 129,295 | D See Footnote | — | — | (F3) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $57.00 to $57.72, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F2) A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F5) These shares are held directly by The Freedom Revocable Trust dated February 28, 2017 as amended, and for which the reporting person serves as trustee. |
| 6 | Common | Class A Common Stock | 2024-12-05 | G | D | 33,333 | $0.00 | 1,830,689 | I See Footnote | — | — | (F7) These shares are held by The Baszucki Family Foundation. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Foundation. |
| 7 | Common | Class A Common Stock | 2024-12-05 | G | A | 66,667 | $0.00 | 67,542 | I See Footnote | — | — | (F8) These shares are held by the 2020 David Baszucki Gift Trust dtd 4/3/2020 for which the Bessemer Trust of Delaware, N.A. serves as trustee. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Gift Trust. |
| 8 | Common | Class A Common Stock | 2024-12-05 | S | D | 66,667 | $57.31 | 875 | I See Footnote | — | — | (F3) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $57.00 to $57.72, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F9) These shares are held by the 2020 Jan Baszucki Gift Trust dtd 4/3/2020 of which the Bessemer Trust Company of Delaware, N.A. serves as trustee. The spouse of the Reporting Person may be deemed to have beneficial ownership of the securities held by the Gift Trust. |
| 9 | Derivative | Stock Option (Right to Buy) | 2024-12-05 | M | D | 333,334 | $0.00 | 880,052 | D | $0.53 · — to 2027-10-19 | 333,334 Class A Common Stock | (F10) 1/48th of the shares subject to the option vested on February 1, 2018, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. |