Form 4 for GLOO Gloo Holdings, Inc.
Accepted 2025-11-20 00:00:00 ET · period of report 2025-11-20 · accession 0001316331-25-000008 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2025-11-20 | 2025-11-20 | GLOO | GELSINGER PATRICK P | See Remarks, Dir | P - Purchase | $8.00 | +125.0K | 125.0K | New | +$1.00M |
| DI | 2025-11-20 | 2025-11-20 | GLOO | GELSINGER PATRICK P | See Remarks, Dir | C - Cnv Deriv | — | +159.7K | 159.7K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-11-20 | P | A | 125,000 | $8.00 | 125,000 | I See footnote | — | — | (F1) Represents 125,000 shares of Class A common stock acquired by the Patrick & Linda Gelsinger Trust UAD 07/29/2017 pursuant to an issuer directed allocation in connection with the Issuer's initial public offering. Mr. Gelsinger is the trustee of the Patrick & Linda Gelsinger Trust UAD 07/29/2017 and may be deemed to have beneficial ownership of such shares. (F2) Shares held of record by the Patrick & Linda Gelsinger Trust UAD 07/29/2017. |
| 2 | Derivative | Class B Common Stock | 2025-11-20 | C | A | 159,745 | — | 159,745 | I See footnote | — · — to — | 159,745 Class A Common Stock | (F3) Represents shares of Class B common stock issued pursuant to the terms of the Gloo Holdings, LLC omnibus amendment to the amended and restated note purchase agreement and secured promissory notes dated October 23, 2025. Immediately prior to the closing of the initial public offering of Gloo Holdings, Inc., all outstanding principal and accrued but unpaid interest, including both PIK and unpaid coupon interest, of the convertible notes automatically converted into shares of Class B common stock of Gloo Holdings, Inc. at the lesser of (a) 80.0% of the initial public offering price or (b) $30.00 per share. The Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis and has no expiration date. (F2) Shares held of record by the Patrick & Linda Gelsinger Trust UAD 07/29/2017. |