Form 4 for CPS Cooper-Standard Holdings Inc.
Accepted 2024-03-05 00:00:00 ET · period of report 2024-03-01 · accession 0001320461-24-000057 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-05 | 2024-03-01 | CPS | Clark Patrick | See Remarks | M - OptEx | — | +10.2K | 3,389 | New | — |
| DI | 2024-03-05 | 2024-03-01 | CPS | Clark Patrick | See Remarks | G - Gift | $0.00 | +7,095 | 20.7K | +52% | $0 |
| D | 2024-03-05 | 2024-03-01 | CPS | Clark Patrick | See Remarks | G - Gift | $0.00 | -7,095 | 0 | -100% | $0 |
| D | 2024-03-05 | 2024-03-01 | CPS | Clark Patrick | See Remarks | F - Tax | $14.07 | -3,120 | 7,095 | -31% | -$43.9K |
| DM | 2024-03-05 | 2024-03-01 | CPS | Clark Patrick | See Remarks | M - OptEx | $0.00 | -10.2K | 3,389 | -75% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2024-03-01 | M | A | 6,826 | — | 10,215 | D | — | — | (F2) The company settles such RSUs by making an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested. |
| 2 | Common | Common stock | 2024-03-01 | G | A | 7,095 | $0.00 | 20,718 | I | — | — | |
| 3 | Common | Common stock | 2024-03-01 | G | D | 7,095 | $0.00 | 0 | D | — | — | |
| 4 | Common | Common stock | 2024-03-01 | F | D | 3,120 | $14.07 | 7,095 | D | — | — | |
| 5 | Common | Common stock | 2024-03-01 | M | A | 3,389 | — | 3,389 | D By Trust | — | — | (F1) The company, in its sole discretion, settles such RSUs by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSUs that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSUs that have vested. (F3) Revocable family trust for which Reporting Person is the sole trustee. |
| 6 | Derivative | Restricted Stock Units | 2024-03-01 | M | D | 6,826 | $0.00 | 13,652 | D | — · — to — | 6,826 Common stock | (F6) These are time-based restricted stock units (RSUs) granted to the reporting person on February 15, 2023, under Cooper-Standard Holdings Inc. 2021 Omnibus Incentive Plan. (F2) The company settles such RSUs by making an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested. (F7) Subject to the reporting person's continued employment with the company or its affiliates through the applicable vesting date, one third of these RSUs shall vest and no longer be subject to forfeiture on each of the first three anniversaries of March 1, 2023 |
| 7 | Derivative | Restricted Stock Units | 2024-03-01 | M | D | 3,389 | $0.00 | 3,389 | D | — · — to — | 3,389 Common stock | (F4) These are time-based restricted stock units (RSUs) granted to the reporting person on February 16, 2022, under Cooper-Standard Holdings Inc. 2021 Omnibus Incentive Plan. (F1) The company, in its sole discretion, settles such RSUs by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSUs that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSUs that have vested. (F5) Subject to the reporting person's continued employment with the company or its affiliates through the applicable vesting date, one third of these RSUs shall vest and no longer be subject to forfeiture on each of the first three anniversaries of March 1, 2022 |