Form 4 for PLTR Palantir Technologies
Accepted 2023-08-03 00:00:00 ET · period of report 2023-08-01 · accession 0001321655-23-000084 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-03 | 2023-08-01 | PLTR | Sankar Shyam | See Remarks | S - Sale | $20.00 | -1.97M | 1.31M | -60% | -$39.35M |
| D | 2023-08-03 | 2023-08-01 | PLTR | Sankar Shyam | See Remarks | C - Cnv Deriv | — | +1.97M | 3.28M | +150% | — |
| DM | 2023-08-03 | 2023-08-01+ | PLTR | Sankar Shyam | See Remarks | M - OptEx | $0.00 | 0 | 1.97M | New | $0 |
| D | 2023-08-03 | 2023-08-01 | PLTR | Sankar Shyam | See Remarks | C - Cnv Deriv | $0.00 | -1.97M | 493.3K | -80% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-08-01 | S | D | 1,967,500 | $20.00 | 1,313,446 | D | — | — | (F3) This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $20 to $20.07. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 2 | Common | Class A Common Stock | 2023-08-01 | C | A | 1,967,500 | — | 3,280,946 | D | — | — | (F2) The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. |
| 3 | Derivative | Employee Stock Option (Right to buy) | 2023-08-03 | M | D | 1,430,212 | $0.00 | 537,288 | D | $4.72 · — to 2030-06-03 | 1,430,212 Class B Common Stock | (F5) The options exercised in this transaction were fully vested and exercisable as of the transaction date. |
| 4 | Derivative | Class B Common Stock | 2023-08-03 | M | A | 1,430,212 | $0.00 | 1,923,525 | D | $4.72 · — to — | 1,430,212 Class A Common Stock | (F2) The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. |
| 5 | Derivative | Class B Common Stock | 2023-08-01 | C | D | 1,967,500 | $0.00 | 493,313 | D | — · — to — | 1,967,500 Class A Common Stock | (F2) The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. |
| 6 | Derivative | Class B Common Stock | 2023-08-01 | M | A | 1,967,500 | $0.00 | 2,460,813 | D | $4.72 · — to — | 1,967,500 Class A Common Stock | (F2) The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. |
| 7 | Derivative | Employee Stock Option (Right to buy) | 2023-08-01 | M | D | 1,967,500 | $0.00 | 1,967,500 | D | $4.72 · — to 2030-06-03 | 1,967,500 Class B Common Stock | (F5) The options exercised in this transaction were fully vested and exercisable as of the transaction date. |