Form 4 for PLTR Palantir Technologies
Accepted 2024-02-22 00:00:00 ET · period of report 2024-02-20 · accession 0001321655-24-000027 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-22 | 2024-02-20+ | PLTR | Karp Alexander C. | See Remarks, Dir | C - Cnv Deriv | — | +1.07M | 7.08M | +18% | — |
| DM | 2024-02-22 | 2024-02-20+ | PLTR | Karp Alexander C. | See Remarks, Dir | S - Sale | $23.08 | -1.07M | 6.46M | -14% | -$24.79M |
| DM | 2024-02-22 | 2024-02-20 | PLTR | Karp Alexander C. | See Remarks, Dir | M - OptEx | $0.00 | 0 | 25.45M | New | $0 |
| DM | 2024-02-22 | 2024-02-20+ | PLTR | Karp Alexander C. | See Remarks, Dir | C - Cnv Deriv | $0.00 | -1.07M | 47.90M | -2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-02-21 | C | A | 213,846 | — | 6,646,104 | D | — | — | (F2) The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. |
| 2 | Common | Class A Common Stock | 2024-02-21 | S | D | 213,846 | $22.65 | 6,432,258 | D | — | — | (F8) This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $22.35 to $22.91. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 3 | Common | Class A Common Stock | 2024-02-20 | S | D | 9,117 | $23.82 | 6,432,258 | D | — | — | (F7) This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $23.73 to $23.97. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (6) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 4 | Common | Class A Common Stock | 2024-02-20 | S | D | 201,521 | $23.24 | 6,441,375 | D | — | — | (F6) This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $22.73 to $23.72. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (7) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 5 | Common | Class A Common Stock | 2024-02-20 | C | A | 210,638 | — | 6,642,896 | D | — | — | (F2) The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. |
| 6 | Common | Class A Common Stock | 2024-02-20 | S | D | 32,540 | $23.82 | 6,432,258 | D | — | — | (F4) This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $23.73 to $23.96. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (3) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 7 | Common | Class A Common Stock | 2024-02-20 | S | D | 617,460 | $23.12 | 6,464,798 | D | — | — | (F3) This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $22.73 to $23.72. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (4) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 8 | Common | Class A Common Stock | 2024-02-20 | C | A | 650,000 | — | 7,082,258 | D | — | — | (F2) The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. |
| 9 | Derivative | Restricted Stock Units | 2024-02-20 | M | D | 97,500 | $0.00 | 2,827,500 | D | — · — to 2031-05-20 | 97,500 Class B Common Stock | (F11) These securities are RSUs granted pursuant to the Issuer's 2020 Executive Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock. (F10) The shares acquired from the incremental vesting of RSUs (as described above) were fully vested as of the transaction date. |
| 10 | Derivative | Class B Common Stock | 2024-02-20 | M | A | 97,500 | $0.00 | 48,874,803 | D | — · — to — | 97,500 Class A Common Stock | (F2) The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. |
| 11 | Derivative | Class B Common Stock | 2024-02-20 | C | D | 210,638 | $0.00 | 48,664,165 | D | — · — to — | 210,638 Class A Common Stock | (F2) The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. |
| 12 | Derivative | Class B Common Stock | 2024-02-21 | C | D | 213,846 | $0.00 | 48,450,319 | D | — · — to — | 213,846 Class A Common Stock | (F2) The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. |
| 13 | Derivative | Class B Common Stock | 2024-02-20 | M | A | 877,500 | $0.00 | 48,777,303 | D | — · — to — | 877,500 Class A Common Stock | (F2) The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. |
| 14 | Derivative | Class B Common Stock | 2024-02-20 | C | D | 650,000 | $0.00 | 47,899,803 | D | — · — to — | 650,000 Class A Common Stock | (F2) The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. |
| 15 | Derivative | Restricted Stock Units | 2024-02-20 | M | D | 877,500 | $0.00 | 25,447,500 | D | — · — to 2031-05-20 | 877,500 Class B Common Stock | (F9) These securities are RSUs granted pursuant to the Issuer's Amended 2010 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock. (F10) The shares acquired from the incremental vesting of RSUs (as described above) were fully vested as of the transaction date. |