Form 4 for PEN Penumbra Inc
Accepted 2021-09-03 00:00:00 ET · period of report 2021-09-01 · accession 0001321732-21-000077 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2021-09-03 | 2021-09-01 | PEN | Pray James Robert | Pres, International | S - Sale | $271.77 | -5,000 | 417.0K | -1% | -$1.36M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-01 | S | D | 700 | $274.61 | 413,431 | I By Trust | — | — | (F7) This transaction was executed in multiple trades at prices ranging from $274.30 to $274.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) Shares are held by the Pray Revocable Trust. |
| 2 | Common | Common Stock | 2021-09-01 | S | D | 102 | $273.90 | 414,131 | I By Trust | — | — | (F6) This transaction was executed in multiple trades at prices ranging from $273.35 to $273.91. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) Shares are held by the Pray Revocable Trust. |
| 3 | Common | Common Stock | 2021-09-01 | S | D | 561 | $272.32 | 414,233 | I By Trust | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $272.11 to $272.48. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) Shares are held by the Pray Revocable Trust. |
| 4 | Common | Common Stock | 2021-09-01 | S | D | 2,237 | $271.39 | 414,794 | I By Trust | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $271.03 to $271.98. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) Shares are held by the Pray Revocable Trust. |
| 5 | Common | Common Stock | 2021-09-01 | S | D | 1,400 | $270.58 | 417,031 | I By Trust | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $270.03 to $270.98. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) Shares are held by the Pray Revocable Trust. |