Form 4 for PEN Penumbra Inc
Accepted 2021-11-17 00:00:00 ET · period of report 2021-11-15 · accession 0001321732-21-000118 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-11-17 | 2021-11-15 | PEN | Shiu Lambert | CAO | A - Grant | $0.00 | +3,750 | 12.9K | +41% | $0 | |
| 2021-11-17 | 2021-11-15 | PEN | Shiu Lambert | CAO | F - Tax | $257.47 | -130 | 9,167 | -1% | -$33.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-15 | A | A | 3,750 | $0.00 | 12,917 | D | — | — | (F3) On November 15, 2021, the Reporting Person was granted 3,750 RSUs under the Issuer's Amended and Restated 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on November 15, 2022, subject to continued service by the Reporting Person on the applicable vesting date. (F2) A portion of these shares is subject to vesting. |
| 2 | Common | Common Stock | 2021-11-15 | F | D | 130 | $257.47 | 9,167 | D | — | — | (F2) A portion of these shares is subject to vesting. |