Form 4 for PEN Penumbra Inc
Accepted 2021-12-30 00:00:00 ET · period of report 2021-12-28 · accession 0001321732-21-000128 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-30 | 2021-12-28 | PEN | Roberts Johanna | EVP, Gen. Counsel, Sec | M - OptEx | $22.04 | +4,800 | 57.6K | +9% | +$105.8K |
| D | 2021-12-30 | 2021-12-28 | PEN | Roberts Johanna | EVP, Gen. Counsel, Sec | M - OptEx | $0.00 | -4,800 | 33.5K | -13% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-28 | M | A | 4,800 | $22.04 | 57,624 | D | — | — | (F1) A portion of these shares is subject to vesting. |
| 2 | Derivative | Stock Option (right to buy) | 2021-12-28 | M | D | 4,800 | $0.00 | 33,450 | D | $22.04 · — to 2025-08-11 | 4,800 Common Stock | (F2) All shares are vested and exercisable. |