Form 4 for PEN Penumbra Inc
Accepted 2022-06-02 00:00:00 ET · period of report 2022-05-31 · accession 0001321732-22-000059 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-06-02 | 2022-05-31 | PEN | Shiu Lambert | CAO | M - OptEx | $12.36 | +2,000 | 14.9K | +15% | +$24.7K |
| D | 2022-06-02 | 2022-05-31 | PEN | Shiu Lambert | CAO | M - OptEx | $0.00 | -2,000 | 8,000 | -20% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-31 | M | A | 2,000 | $12.36 | 14,917 | D | — | — | (F1) A portion of these shares is subject to vesting. |
| 2 | Derivative | Stock Option (right to buy) | 2022-05-31 | M | D | 2,000 | $0.00 | 8,000 | D | $12.36 · — to 2025-03-22 | 2,000 Common Stock | (F3) All shares are vested and exercisable. |