Form 4 for PEN Penumbra Inc
Accepted 2022-09-09 00:00:00 ET · period of report 2022-09-07 · accession 0001321732-22-000083 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-09-09 | 2022-09-07 | PEN | Roberts Johanna | EVP, Gen. Counsel, Sec | M - OptEx | $22.04 | +5,800 | 61.3K | +10% | +$127.8K |
| D | 2022-09-09 | 2022-09-07 | PEN | Roberts Johanna | EVP, Gen. Counsel, Sec | S - Sale+OE | $175.17 | -5,800 | 55.5K | -9% | -$1.02M |
| D | 2022-09-09 | 2022-09-07 | PEN | Roberts Johanna | EVP, Gen. Counsel, Sec | M - OptEx | $0.00 | -5,800 | 19.7K | -23% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-09-07 | M | A | 5,800 | $22.04 | 61,296 | D | — | — | (F1) A portion of these shares is subject to vesting. |
| 2 | Common | Common Stock | 2022-09-07 | S | D | 5,800 | $175.17 | 55,496 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $175.00 to $175.46. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F1) A portion of these shares is subject to vesting. |
| 3 | Derivative | Stock Option (right to buy) | 2022-09-07 | M | D | 5,800 | $0.00 | 19,700 | D | $22.04 · — to 2025-08-11 | 5,800 Common Stock | (F4) All shares are vested and exercisable. |