Form 4 for PEN Penumbra Inc
Accepted 2022-12-19 00:00:00 ET · period of report 2022-12-15 · accession 0001321732-22-000114 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-12-19 | 2022-12-15 | PEN | Roberts Johanna | EVP, Gen. Counsel, Sec | A - Grant | $0.00 | +8,900 | 64.2K | +16% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-15 | A | A | 8,900 | $0.00 | 64,210 | D | — | — | (F1) On December 15, 2022, the Reporting Person was granted 8,900 restricted stock units (RSUs) under the Issuer's Amended and Restated 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on December 15, 2023, subject to continued service by the Reporting Person on the applicable vesting date. (F2) A portion of these shares is subject to vesting. |