Form 4 for PEN Penumbra Inc
Accepted 2023-02-03 00:00:00 ET · period of report 2022-12-28 · accession 0001321732-23-000010 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-03 | 2022-12-28 | PEN | Roberts Johanna | EVP, Gen. Counsel, Sec | M - OptEx | $22.04 | +5,750 | 70.0K | +9% | +$126.7K |
| D | 2023-02-03 | 2022-12-28 | PEN | Roberts Johanna | EVP, Gen. Counsel, Sec | M - OptEx | $0.00 | -5,750 | 9,450 | -38% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-28 | M | A | 5,750 | $22.04 | 69,960 | D | — | — | (F1) This transaction is being reported late due to administrative oversight. (F2) A portion of these shares is subject to vesting. |
| 2 | Derivative | Stock Option (right to buy) | 2022-12-28 | M | D | 5,750 | $0.00 | 9,450 | D | $22.04 · — to 2025-08-11 | 5,750 Common Stock | (F3) All shares are vested and exercisable. |