Form 4 for PEN Penumbra Inc
Accepted 2023-03-03 00:00:00 ET · period of report 2023-03-01 · accession 0001321732-23-000038 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-03-03 | 2023-03-01 | PEN | Bose Arani | Dir | S - Sale | $258.26 | -5,000 | 436.3K | -1% | -$1.29M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-01 | S | D | 518 | $256.56 | 440,824 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $255.92 to $256.83. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 2 | Common | Common Stock | 2023-03-01 | S | D | 1,721 | $257.55 | 439,103 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $257.15 to $257.89. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 3 | Common | Common Stock | 2023-03-01 | S | D | 1,003 | $258.34 | 438,100 | D | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $257.93 to $258.87. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 4 | Common | Common Stock | 2023-03-01 | S | D | 1,757 | $259.41 | 436,343 | D | — | — | (F6) This transaction was executed in multiple trades at prices ranging from $258.92 to $259.90. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 5 | Common | Common Stock | 2023-03-01 | S | D | 1 | $260.03 | 436,342 | D | — | — | (F3) A portion of these shares is subject to vesting. |