Form 4 for PEN Penumbra Inc
Accepted 2023-05-03 00:00:00 ET · period of report 2023-05-01 · accession 0001321732-23-000064 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-05-03 | 2023-05-01 | PEN | Bose Arani | Dir | S - Sale | $285.87 | -5,000 | 182.6K | -3% | -$1.43M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-01 | S | D | 1,316 | $284.92 | 186,313 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $284.25 to $285.23. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 2 | Common | Common Stock | 2023-05-01 | S | D | 2,290 | $285.73 | 184,023 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $285.29 to $286.23. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 3 | Common | Common Stock | 2023-05-01 | S | D | 972 | $286.79 | 183,051 | D | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $286.30 to $287.18. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 4 | Common | Common Stock | 2023-05-01 | S | D | 422 | $287.42 | 182,629 | D | — | — | (F6) This transaction was executed in multiple trades at prices ranging from $287.25 to $287.58. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |