Form 4 for PEN Penumbra Inc
Accepted 2023-06-05 00:00:00 ET · period of report 2023-06-01 · accession 0001321732-23-000074 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-06-05 | 2023-06-01 | PEN | Roberts Johanna | EVP, Gen. Counsel, Sec | S - Sale | $309.30 | -900 | 67.0K | -1% | -$278.4K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-01 | S | D | 87 | $311.37 | 66,527 | D | — | — | (F7) This transaction was executed in multiple trades at prices ranging from $310.96 to $311.87. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 2 | Common | Common Stock | 2023-06-01 | S | D | 104 | $312.52 | 66,423 | D | — | — | (F8) This transaction was executed in multiple trades at prices ranging from $312.04 to $312.88. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 3 | Common | Common Stock | 2023-06-01 | S | D | 86 | $313.09 | 66,337 | D | — | — | (F9) This transaction was executed in multiple trades at prices ranging from $312.94 to $313.42. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 4 | Common | Common Stock | 2023-06-01 | S | D | 48 | $310.31 | 66,614 | D | — | — | (F6) This transaction was executed in multiple trades at prices ranging from $309.99 to $310.64. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 5 | Common | Common Stock | 2023-06-01 | S | D | 196 | $308.30 | 66,800 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $308.13 to $308.93. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 6 | Common | Common Stock | 2023-06-01 | S | D | 138 | $309.50 | 66,662 | D | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $309.22 to $309.91. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 7 | Common | Common Stock | 2023-06-01 | S | D | 241 | $306.30 | 66,996 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $305.94 to $306.48. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |