Form 4 for PEN Penumbra Inc
Accepted 2023-07-06 00:00:00 ET · period of report 2023-07-03 · accession 0001321732-23-000078 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-07-06 | 2023-07-03 | PEN | Roberts Johanna | EVP, Gen. Counsel, Sec | S - Sale | $340.18 | -900 | 65.6K | -1% | -$306.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-03 | S | D | 180 | $341.00 | 65,440 | D | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $340.74 to $341.68. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 2 | Common | Common Stock | 2023-07-03 | S | D | 3 | $341.95 | 65,437 | D | — | — | (F3) A portion of these shares is subject to vesting. |
| 3 | Common | Common Stock | 2023-07-03 | S | D | 229 | $339.30 | 66,108 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $338.74 to $339.72. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 4 | Common | Common Stock | 2023-07-03 | S | D | 488 | $340.28 | 65,620 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $339.77 to $340.73. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |