Form 4 for PEN Penumbra Inc
Accepted 2023-08-16 00:00:00 ET · period of report 2023-08-14 · accession 0001321732-23-000100 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-08-16 | 2023-08-14 | PEN | Roberts Johanna | EVP, Gen. Counsel, Sec | S - Sale | $249.85 | -600 | 65.3K | -0.9% | -$149.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-14 | S | D | 209 | $250.95 | 64,847 | D | — | — | (F8) This transaction was executed in multiple trades at prices ranging from $250.63 to $251.46. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 2 | Common | Common Stock | 2023-08-14 | S | D | 33 | $249.30 | 65,283 | D | — | — | (F6) This transaction was executed in multiple trades at prices ranging from $248.91 to $249.44. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 3 | Common | Common Stock | 2023-08-14 | S | D | 24 | $246.10 | 65,413 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $245.59 to $246.54. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 4 | Common | Common Stock | 2023-08-14 | S | D | 227 | $250.18 | 65,056 | D | — | — | (F7) This transaction was executed in multiple trades at prices ranging from $249.71 to $250.58. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 5 | Common | Common Stock | 2023-08-14 | S | D | 10 | $251.94 | 64,837 | D | — | — | (F3) A portion of these shares is subject to vesting. |
| 6 | Common | Common Stock | 2023-08-14 | S | D | 59 | $247.09 | 65,354 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $246.82 to $247.51. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 7 | Common | Common Stock | 2023-08-14 | S | D | 38 | $248.42 | 65,316 | D | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $248.21 to $248.50. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |