Form 4 for PEN Penumbra Inc
Accepted 2023-10-04 00:00:00 ET · period of report 2023-10-02 · accession 0001321732-23-000114 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-10-04 | 2023-10-02 | PEN | Roberts Johanna | EVP, Gen. Counsel, Sec | S - Sale | $237.82 | -600 | 63.9K | -0.9% | -$142.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-10-02 | S | D | 18 | $240.43 | 63,637 | D | — | — | (F7) This transaction was executed in multiple trades at prices ranging from $240.22 to $240.61. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 2 | Common | Common Stock | 2023-10-02 | S | D | 93 | $239.55 | 63,655 | D | — | — | (F6) This transaction was executed in multiple trades at prices ranging from $239.20 to $240.12. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 3 | Common | Common Stock | 2023-10-02 | S | D | 102 | $238.73 | 63,748 | D | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $238.22 to $239.14. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 4 | Common | Common Stock | 2023-10-02 | S | D | 243 | $236.82 | 63,994 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $236.16 to $237.15. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |
| 5 | Common | Common Stock | 2023-10-02 | S | D | 144 | $237.41 | 63,850 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $237.16 to $238.11. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. (F3) A portion of these shares is subject to vesting. |